Sub-Advised Compliance Workshop Topics on October 1st include:

• Due Diligence from a Compliance Perspective: What Should Funds be Looking for and What Should Sub-Advisors Be Attentive to?
• Section 15 Requirements & Disclosures between Fund and Sub-Advisor
• Top SEC Enforcement Priorities and Lessons Learned From Past Litigation
• Best Practices in Client Disclosure and Reporting
• Special Issues in Best Execution and Soft Dollars
• Developing an Acceptable Policies and Procedures Manual
• Effectively Responding to RFPs

Sub-Advised Funds Forum Topics on October 2-3 include:

• State of the Industry: How Has Demand Changed for Sub-Advised Products?
• Asset Allocation Trends: Design, Strategies, and Opportunities
• Expanding Your Strategies and Managing Volatility via Alternatives
• Seizing the New Opportunities in the Defined Contribution Market
• How Can Sub-Advisors Enhance the Efficiency of Target Date Funds?
• Effectively Managing Risk in Today's Unique Marketplace: How Should Sub-Advisors be Treating Risk?
• An In-Depth Look at the Due Diligence Process for Sub-Advised Funds
• Performance Measurement and Performance Attribution in Today's Investment Management Environment
• Global Transition Management: Efficient Ways to Enhance Sub-Advised Funds
• The Shifting Landscape of Variable Annuities: How Can Sub-Advised Services Effectively Play a Role in this New Paradigm?
• Improving Performance Rankings Through Operational Alpha

For more information and to register, contact Kathie Eberhard at 704-341-2439 or keberhard@frallc.com. Don’t forget to mention your 10% registration discount code: FMP143.