Edward Johnsen
Partner at Winston & Strawn     New York City, New York, United States     Banks Suppliers
Title:
Partner
Company:
Winston & Strawn
Sector:
Banks Suppliers
Place:
New York City, New York, United States
Availability:
Q & A ; Interviews ; Conferences ; Training ; Consulting
    (1 connections)
Summary
My practice involves advising large, medium and small institutional clients with respect to selling and trading securities and derivatives, risk arbitrage and proprietary trading,algorithmic and program trading, structured products, equity capital markets, and international and emerging market securities sales and trading, written supervisory procedures and compliance manuals for domestic and foreign broker-dealers, banks and hedge funds, international trading, market making (stocks and options), handling of sensitive and non-public information, and soft dollars.

I have significant experience handling SEC, NYSE, NASD, and other regulatory examinations; working with compliance departments in the development of compliance programs, codes of conduct, information barriers and automated surveillance systems; providing compliance training for broker-dealer personnel; responding to new and existing regulatory requirements; and dealing with the Securities and Exchange Commission’s reporting requirements for institutional investment managers, corporate insiders, and holders of large positions.


Business Profile
Winston & Strawn
New York City, New York, United States    
07/2005-Present: Partner at Winston & Strawn in New York City
Partner
Advises large, medium and small institutional clients with respect to selling and trading securities and derivatives, risk arbitrage and proprietary trading,algorithmic and program trading, structured products, equity capital markets, and international and emerging market securities sales and trading, written supervisory procedures and compliance manuals for domestic and foreign broker-dealers, banks and hedge funds, international trading, market making (stocks and options), handling of sensitive and non-public information, and soft dollars. Significant experience handling SEC, NYSE, NASD, and other regulatory examinations, working with compliance departments in the development of compliance programs, codes of conduct, information barriers and automated surveillance systems, providing compliance training for broker-dealer personnel responding to new and existing regulatory requirements relating to short sales, securities delivery and regulatory reporting and the Securities and Exchange Commission’s reporting requirements for institutional investment managers, corporate insiders, and holders of large positions.
Sector:
Banks Suppliers, Legal Firm
Function:
- Legal, Legal / Senior
Company description:
Katten Muchin Rosenman
New York City, New York, United States    
Deutsche Bank Securities, Inc. (U.S.)
New York City, New York, United States    
Business Objectives
Expertise
Education
Social & Personal




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You wish to promote your services in FinRoad? Contact us at contact@finroad.com
You wish to promote your services in FinRoad? Contact us at contact@finroad.com
You wish to promote your services in FinRoad? Contact us at contact@finroad.com
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