Company:
Assets Staffing Inc
Place:
New York City, New York, United States
Availability:
Q & A ; Interviews ; Conferences ; Training ; Consulting
(0 connections)
Assets Staffing Inc
New York City, New York, United States
08/2008-Present: No title at Assets Staffing Inc in New York City
No title
I have been working tempoary assignments including E*Trade Financial for the last few months
Sector:
Consultants, Consultants Recruitment
Function:
- Other Functions, Other Functions / Junior
IFMG Securities - SunLife Financial
New York City, New York, United States
03/2007-08/2008: Fixed Income Trader at IFMG Securities - SunLife Financial in New York City
Fixed Income Trader
Approve order flow in various fixed income products from a retail staff of over 700 brokers
• Analyze economic and/or fixed income market information to develop and provide appropriate recommendations to clients and sales personnel
• Ensure mark-up and settlements are consistent with current internal and regulatory guidelines
• Manage syndicate participation in underwritings and other soft dollar commitments in compliance with SEC rules
Perform comparative analysis to ensure appropriate mark-ups were in line with corporate guidelines
Sector:
Banks Suppliers, Other Banks suppliers
Function:
- Back office, Trade Support / Junior
HSBC America/HSBC Securities
New York City, New York, United States
06/2000-10/2006: Fixed Income Trader/Assistant Vice President at HSBC America/HSBC Securities in New York City
Fixed Income Trader/Assistant Vice President
• Manage security order flow with various approved brokers to ensure best execution and timely settlement for large and complex customer transactions
• Maintain the approved broker list necessary to obtain products for redistribution by commissioned sales personnel to retail customers
• Principal designee responsible for government securities products and activities.
• Maintain current knowledge of all fixed income products generated on the fixed income desk
• Train and develop new trader associates on the fixed income desk in accordance with companies procedures.
Sector:
Banking, Private Bank
Function:
- Officer - Executive, Other Officer - Executive / Head of Department
HSBC America/Republic Financial Services
New York City, New York, United States
05/1994-06/2000: Financial Service Representative/Internal Support Team at HSBC America/Republic Financial Services in New York City
Financial Service Representative/Internal Support Team
• Provided product and operational support to 60 registered representatives,serving 85 domestic branches and international private banking divisions.
• Operations principal for accounts opened, trades executed, and all other activities.
• Provided support for issues ranging from new account set up, account documentation, company policies and procedures, account requirements, trading inquiries and website user support.
• Researched trade related inquiries and accept orders from licenced representatives. Navigate and reference back-office systems to respond to inquiries.
Sector:
Banking, Private Bank
Function:
- Advisory, Financial planner / Senior
First Chicago Trust Company-JP Morgan Chase
Chicago, Illinois, United States
01/1993-05/1994: Stocktransfer Representative at First Chicago Trust Company-JP Morgan Chase in Chicago
Stocktransfer Representative
• Provided AT&T shareholders with account balances and other general account information
• Changed the mailing address on the account and responded to inquiries regarding change of registration.
• Enrolled accounts in Dividend Reinvestment Program and explained how the process worked.
Sector:
Consultants, Consultants Finance
Function:
- Other Functions, Other Functions / Junior
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