Q: Why can't I get ISIN or CUSIP Numbers before I submit my paperwork?
By Michael Weiner, President/CEO at PreConstruction Catalysts, Inc
On 2009-12-28

First, the directives that dictate how sellers such as licensed traders, platform owners and commitment holders REQUIRE the buyer first passes compliance--i.e. both the Buyer AND his money. There are very heavy penalties to the seller who does not make sure the Buyer or the Money is cleared and clean. Second, it is considered Solicitation on the part of the seller to provide any information about any specific instrument. When a buyer asks to see these before the seller has received a non-solicitation letter from the buyer, it is the seller who can be fined and penalized. For these two reasons, the minute a buyer wants to see something about the instrument first without passing through the steps necessary in the required order, the request is discarded. No response will be coming from the seller-- your request will be ignored. There are NO WAYS around the rules of Compliance First and Non-Solicitation if you are serious about buying.




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